The New Roles & Challenges of MLROS in a Complex Regulatory Landscape
Location: Millennium Plaza Doha Hotel – Doha– State of Qatar
Date: February 17 – 19, 2025
Time: 9:00 AM till 3:00 PM
Background:
Given the plethora of compliance tasks and responsibilities that MLROs need to shoulder in such a complex regulatory landscape, this course will walk attendees through in-depth view of evolving AML/CFT, sanctions & proliferation risks that required direct involvement of MLROs for efficient mitigation. Topics to be covered include: personal liability, senior management regime, case management, STR filing, pillars of the compliance program, Anti- Bribery & corruption measures, sustaining correspondent banking relations, sanctions risks, and the intricacies of restricted goods and proliferation finance. Also, the course will simulate real-life compliance case studies and polling questions to assess and validate attendees understanding and engagement.
The New Roles & Challenges of MLROS in a Complex Regulatory Landscape – Millennium Plaza Doha Hotel – Doha – State of Qatar – 17 -19 February 2025
The course will aim at providing trainees with the necessary tools and insights on how to cope and carry out successfully the complex mandates of the compliance functions in order to protect the integrity of their institutions. In addition to the above-mentioned themes, the course will also offer a deep dive into evolving sanctions risks, new AML/CFT requirements for investment advisers and company service providers, and managing financial crime risks emanating from Citizenship and Residency by Investment (CBI/RBI) schemes.
The course will aim at providing trainees with the necessary tools and insights on how to cope and carry out successfully the complex mandates of the compliance functions in order to protect the integrity of their institutions. In addition to the above-mentioned themes, the course will also offer a deep dive into evolving sanctions risks, new AML/CFT requirements for investment advisers and company service providers, and managing financial crime risks emanating from Citizenship and Residency by Investment (CBI/RBI) schemes. Finally, the course will address the reporting lines of the MLRO with competent authorities and board of directors as well as shed light on how to manage blocked assets & dig for the ultimate beneficial owner in complex corporate structures.
Who Should Attend?
MLROs, AML/CFT and compliance officers, Board members and secretaries, Regulators and examiners, Internal audit, Operations department (transfers, branch managers, trade finance), Customer service , Risk officers, External auditors, RMs & Mid-management in Financial Institutions departments , Government agencies and law enforcement, Lawyers, & Supply chain and procurement managers .
The New Roles & Challenges of MLROS in a Complex Regulatory Landscape
The New Roles & Challenges of MLROS in a Complex Regulatory Landscape
Location: Millennium Plaza Doha Hotel – Doha– State of Qatar
Date: February 17 – 19, 2025
Time: 9:00 AM till 3:00 PM
Background:
Given the plethora of compliance tasks and responsibilities that MLROs need to shoulder in such a complex regulatory landscape, this course will walk attendees through in-depth view of evolving AML/CFT, sanctions & proliferation risks that required direct involvement of MLROs for efficient mitigation. Topics to be covered include: personal liability, senior management regime, case management, STR filing, pillars of the compliance program, Anti- Bribery & corruption measures, sustaining correspondent banking relations, sanctions risks, and the intricacies of restricted goods and proliferation finance. Also, the course will simulate
real-life compliance case studies and polling questions to assess and validate attendees understanding and engagement.
The New Roles & Challenges of MLROS in a Complex Regulatory Landscape – Millennium Plaza Doha Hotel – Doha – State of Qatar – 17 -19 February 2025
The course will aim at providing trainees with the necessary tools and insights on how to cope and carry out successfully the complex mandates of the compliance functions in order to protect the integrity of their institutions. In addition to the above-mentioned themes, the course will also offer a deep dive into evolving sanctions risks, new AML/CFT requirements for investment advisers and company service providers, and managing financial crime risks emanating from Citizenship and Residency by Investment (CBI/RBI) schemes.
Objectives:
The course will aim at providing trainees with the necessary tools and insights on how to cope and carry out successfully the complex mandates of the compliance functions in order to protect the integrity of their institutions. In addition to the above-mentioned themes, the course will also offer a deep dive into evolving sanctions risks, new AML/CFT requirements for investment advisers and company service providers, and managing financial crime risks emanating from Citizenship and Residency by Investment (CBI/RBI) schemes. Finally, the course will address the reporting lines of the MLRO with competent authorities and board of directors as well as shed light on how to manage blocked assets & dig for the ultimate beneficial owner in complex corporate structures.
Who Should Attend?
MLROs, AML/CFT and compliance officers, Board members and secretaries, Regulators and examiners, Internal audit, Operations department (transfers, branch managers, trade finance), Customer service , Risk officers, External auditors, RMs & Mid-management in Financial Institutions departments , Government agencies and law enforcement, Lawyers, & Supply chain and procurement managers .